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<article article-type="research-article" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:oasis="http://www.niso.org/standards/z39-96/ns/oasis-exchange/table"><front><journal-meta><journal-id journal-id-type="publisher-id">PRD</journal-id><journal-id journal-id-type="coden">PRVDAQ</journal-id><journal-title-group><journal-title>Physical Review D</journal-title><abbrev-journal-title>Phys. Rev. D</abbrev-journal-title></journal-title-group><issn pub-type="ppub">2470-0010</issn><issn pub-type="epub">2470-0029</issn><publisher><publisher-name>American Physical Society</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.1103/k2xs-4y67</article-id><article-categories><subj-group subj-group-type="toc-major"><subject>ARTICLES</subject></subj-group><subj-group subj-group-type="toc-minor"><subject>Lattice field theories, lattice QCD</subject></subj-group></article-categories><title-group><article-title>Topological data analysis of the deconfinement transition in SU(3) lattice gauge theory</article-title><alt-title alt-title-type="running-title">TOPOLOGICAL DATA ANALYSIS OF THE DECONFINEMENT …</alt-title><alt-title alt-title-type="running-author">SPITZ, URBAN, AND PAWLOWSKI</alt-title></title-group><contrib-group><contrib contrib-type="author"><contrib-id authenticated="true" contrib-id-type="orcid">https://orcid.org/0000-0001-7689-8345</contrib-id><name><surname>Spitz</surname><given-names>Daniel</given-names></name><xref ref-type="aff" rid="a1"><sup>1</sup></xref><xref ref-type="author-notes" rid="n1"><sup>,*</sup></xref></contrib><contrib contrib-type="author"><contrib-id authenticated="true" contrib-id-type="orcid">https://orcid.org/0000-0003-1213-1967</contrib-id><name><surname>Urban</surname><given-names>Julian M.</given-names></name><xref ref-type="aff" rid="a2 a3"><sup>2,3</sup></xref></contrib><contrib contrib-type="author"><name><surname>Pawlowski</surname><given-names>Jan M.</given-names></name><xref ref-type="aff" rid="a4 a5"><sup>4,5</sup></xref></contrib><aff id="a1"><label><sup>1</sup></label><institution-wrap><institution>Max Planck Institute for Mathematics in the Sciences</institution><institution-id institution-id-type="ror">https://ror.org/00ez2he07</institution-id></institution-wrap>, Inselstraße 22, Leipzig, 04103, Germany</aff><aff id="a2"><label><sup>2</sup></label>Center for Theoretical Physics, <institution-wrap><institution>Massachusetts Institute of Technology</institution><institution-id institution-id-type="ror">https://ror.org/042nb2s44</institution-id></institution-wrap>, Cambridge, Massachusetts 02139, USA</aff><aff id="a3"><label><sup>3</sup></label><institution-wrap><institution>The NSF AI Institute for Artificial Intelligence and Fundamental Interactions</institution><institution-id institution-id-type="ror">https://ror.org/04pvzz946</institution-id></institution-wrap></aff><aff id="a4"><label><sup>4</sup></label><institution>Institute for Theoretical Physics</institution>, Heidelberg University, Philosophenweg 16, 69120 Heidelberg, Germany</aff><aff id="a5"><label><sup>5</sup></label><institution>ExtreMe Matter Institute EMMI</institution>, <institution-wrap><institution>GSI</institution><institution-id institution-id-type="ror">https://ror.org/02k8cbn47</institution-id></institution-wrap>, Planckstr. 1, 64291 Darmstadt, Germany</aff></contrib-group><author-notes><fn id="n1"><label><sup>*</sup></label><p>Contact author: <email>daniel.spitz@mis.mpg.de</email></p></fn></author-notes><pub-date iso-8601-date="2025-06-25" date-type="pub" publication-format="electronic"><day>25</day><month>June</month><year>2025</year></pub-date><pub-date iso-8601-date="2025-06-01" date-type="pub" publication-format="print"><day>1</day><month>June</month><year>2025</year></pub-date><volume>111</volume><issue>11</issue><elocation-id>114519</elocation-id><pub-history><event><date iso-8601-date="2024-12-22" date-type="received"><day>22</day><month>December</month><year>2024</year></date></event><event><date iso-8601-date="2025-06-02" date-type="accepted"><day>2</day><month>June</month><year>2025</year></date></event></pub-history><permissions><copyright-statement>Published by the American Physical Society</copyright-statement><copyright-year>2025</copyright-year><copyright-holder>authors</copyright-holder><license license-type="creative-commons" xlink:href="https://creativecommons.org/licenses/by/4.0/"><license-p content-type="usage-statement">Published by the American Physical Society under the terms of the <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">Creative Commons Attribution 4.0 International</ext-link> license. Further distribution of this work must maintain attribution to the author(s) and the published article’s title, journal citation, and DOI. Funded by SCOAP<sup>3</sup>.</license-p></license></permissions><related-article ext-link-type="doi" xlink:href="10.48550/arXiv.2412.09112" related-article-type="preprint"/><abstract><p>We study the confining and deconfining phases of pure SU(3) lattice gauge theory with topological data analysis. This provides unique insights into long range correlations of field configurations across the confinement-deconfinement transition. Specifically, we analyze nontrivial structures in electric and magnetic field energy densities as well as Polyakov loop traces and a Polyakov loop-based variant of the topological density. The Betti curves for filtrations based on the electric and magnetic field energy densities reveal signals of electromagnetic dualities. These dualities can be associated with an interchange in the roles of local lumps of electric and magnetic energy densities around the phase transition. Moreover, we show that plaquette susceptibilities can manifest in the geometric features captured by the Betti curves. We also compare these findings against earlier results for SU(2) and elaborate on the significant differences. Our results demonstrate that topological data analysis can identify clear differences between phase transitions of first and second order for non-Abelian lattice gauge theories and provides unprecedented insights into the relevant structures in their vicinity.</p></abstract><funding-group><award-group award-type="unspecified"><funding-source country="DE"><institution-wrap><institution>Deutsche Forschungsgemeinschaft</institution><institution-id institution-id-type="doi" vocab="open-funder-registry" vocab-identifier="10.13039/open-funder-registry">10.13039/501100001659</institution-id></institution-wrap></funding-source></award-group><award-group award-type="unspecified"><funding-source country=""><institution-wrap><institution>Germany’s Excellence Strategy</institution></institution-wrap></funding-source><award-id>EXC 2181/1–390900948</award-id><award-id>273811115</award-id><award-id>SFB 1225 ISOQUANT</award-id></award-group><award-group award-type="grant"><funding-source country="US"><institution-wrap><institution>Simons Foundation</institution><institution-id institution-id-type="doi" vocab="open-funder-registry" vocab-identifier="10.13039/open-funder-registry">10.13039/100000893</institution-id></institution-wrap></funding-source><award-id>994314</award-id></award-group><award-group award-type="contract"><funding-source country="US"><institution-wrap><institution>Nuclear Physics</institution><institution-id institution-id-type="doi" vocab="open-funder-registry" vocab-identifier="10.13039/open-funder-registry">10.13039/100006209</institution-id></institution-wrap></funding-source><award-id>DE-SC0011090</award-id></award-group><award-group award-type="unspecified"><funding-source country="US"><institution-wrap><institution>National Science Foundation</institution><institution-id institution-id-type="doi" vocab="open-funder-registry" vocab-identifier="10.13039/open-funder-registry">10.13039/100000001</institution-id></institution-wrap></funding-source><award-id>PHY-2019786</award-id></award-group></funding-group><counts><page-count count="14"/></counts></article-meta></front><body><sec id="s1"><label>I.</label><title>INTRODUCTION</title><p>Understanding the dynamical mechanism responsible for confinement in non-Abelian gauge theories remains an outstanding challenge. Crucially, the deconfinement phase transition is of second order for only a few simple gauge groups while being first order in the majority of cases, at least in four space-time dimensions <xref ref-type="bibr" rid="c1 c2 c3">[1–3]</xref>. A unifying property among the various proposed confinement mechanisms is the occurrence of topological configurations or defects. These configurations are typically drowned in short range fluctuations, and only become visible via cooling. The latter, however, changes the underlying physics and complicates the access to the underlying dynamics.</p><p>In recent years, topological data analysis (TDA) has emerged as a promising tool to robustly identify and study geometric objects of varying shapes in lattice data. Persistent homology—the prevailing TDA method—allows for the identification of topological features along with measures of their dominance, sweeping through a hierarchy of topological spaces inferred from the data <xref ref-type="bibr" rid="c4 c5">[4,5]</xref>. For pure SU(2) lattice gauge theory in particular, persistent homology has been demonstrated to allow for a comprehensive picture of confining and deconfining phases <xref ref-type="bibr" rid="c6">[6]</xref>. Specifically, it was shown that topological densities form spatiotemporal lumps, along with signals of the classical probability distribution of instanton dyons and its temperature dependence. Importantly, this analysis is not particularly biased towards detecting certain topological objects defined <italic>a priori</italic>, but is designed to reveal relevant structures in a completely data-driven approach. In the context of lattice gauge theory, persistent homology has also been employed to probe strings, center vortices, and monopoles <xref ref-type="bibr" rid="c7 c8 c9">[7–9]</xref>. Moreover, the method has been shown to be sensitive to the intricate phase structures of various condensed matter and statistical systems <xref ref-type="bibr" rid="c10 c11 c12 c13 c14 c15 c16 c17 c18 c19 c20 c21 c22">[10–22]</xref>.</p><p>In the present work we explore the confining and deconfining phases of pure SU(3) lattice gauge theory via persistent homology, an important step towards investigations in full quantum chromodynamics (QCD). We utilize cubical complexes for different gauge-invariant sublevel set filtrations of the lattice data and investigate their dependence on the gauge coupling, corresponding to different effective temperatures. Specifically, we focus on electric and magnetic field energy densities as well as local Polyakov loop traces and a Polyakov loop-based topological density, at times comparing with results obtained after cooling/smoothing the raw field configurations. Contrasting our findings with earlier insights for SU(2) <xref ref-type="bibr" rid="c6">[6]</xref>, this approach reveals qualitative differences between the two theories and the nature of their phase transitions. Excitingly, here we are able to identify signals reminiscent of electromagnetic dualities in the vicinity of the phase transition, as well as a structural equipartition at the transition point, where local lumps of electric and magnetic energy densities appear to interchange their roles. Plaquette susceptibilities are also shown to manifest in the Betti curves through finite-volume effects. Furthermore, the Polyakov loop-based filtrations appear barely sensitive to the phase transition, in contrast to the situation encountered earlier with gauge group SU(2).</p><p>This paper is structured as follows. In Sec. <xref ref-type="sec" rid="s2">II</xref> we provide some details on the lattice setup and a brief discussion on common descriptions of the deconfinement phase transition in pure SU(3) lattice gauge theory. Persistent homology is introduced in Sec. <xref ref-type="sec" rid="s3">III</xref>, and its application to the electric and magnetic energy density filtrations is discussed. In Sec. <xref ref-type="sec" rid="s4">IV</xref> we discuss results for Polyakov loop-based filtrations. A short summary of the results and an outlook is provided in Sec. <xref ref-type="sec" rid="s5">V</xref>.</p></sec><sec id="s2"><label>II.</label><title>BACKGROUND</title><sec id="s2a"><label>A.</label><title>Lattice setup</title><p>We study pure SU(3) gauge theory discretized on a four-dimensional Euclidean lattice of size <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>V</mml:mi><mml:mo>=</mml:mo><mml:msubsup><mml:mrow><mml:mi>N</mml:mi></mml:mrow><mml:mrow><mml:mi>σ</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msubsup><mml:mo>×</mml:mo><mml:msub><mml:mrow><mml:mi>N</mml:mi></mml:mrow><mml:mrow><mml:mi>τ</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> with periodic boundary conditions in all directions. Focusing on qualitative, phenomenological aspects of observables based on TDA near the first-order deconfinement transition, we choose <inline-formula><mml:math display="inline"><mml:msub><mml:mi>N</mml:mi><mml:mi>σ</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>32</mml:mn></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:msub><mml:mi>N</mml:mi><mml:mi>τ</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>12</mml:mn></mml:math></inline-formula> throughout this work and postpone a detailed investigation of the dependence on the particular choice of lattice geometry to the future. For later use, the set of all lattice sites is denoted <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> and the set of all spatial sites <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="normal">Λ</mml:mi><mml:mi>σ</mml:mi></mml:msub></mml:math></inline-formula>.</p><p>Gluonic degrees of freedom are described by means of link variables <inline-formula><mml:math display="inline"><mml:msub><mml:mi>U</mml:mi><mml:mi>μ</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> for <inline-formula><mml:math display="inline"><mml:mi>x</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>μ</mml:mi><mml:mo>=</mml:mo><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mo>…</mml:mo><mml:mo>,</mml:mo><mml:mn>4</mml:mn></mml:math></inline-formula>, that form SU(3) group elements. We employ the conventional Wilson action, <disp-formula id="d1"><mml:math display="block"><mml:mrow><mml:mi>S</mml:mi><mml:mo stretchy="false">[</mml:mo><mml:mi>U</mml:mi><mml:mo stretchy="false">]</mml:mo><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>β</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:mfrac><mml:munder><mml:mrow><mml:mo>∑</mml:mo></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:munder><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:mo stretchy="false">[</mml:mo><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">]</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math><label>(1)</label></disp-formula>where <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> is proportional to the inverse squared gauge coupling and the sum runs over all plaquette variables on the lattice, defined as <disp-formula id="d2"><mml:math display="block"><mml:mrow><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo>≡</mml:mo><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>μ</mml:mi><mml:mi>ν</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>μ</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>ν</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mrow><mml:mi>μ</mml:mi></mml:mrow><mml:mrow><mml:mo stretchy="false">^</mml:mo></mml:mrow></mml:mover><mml:mo stretchy="false">)</mml:mo><mml:msubsup><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>μ</mml:mi></mml:mrow><mml:mrow><mml:mi>†</mml:mi></mml:mrow></mml:msubsup><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mrow><mml:mi>ν</mml:mi></mml:mrow><mml:mrow><mml:mo stretchy="false">^</mml:mo></mml:mrow></mml:mover><mml:mo stretchy="false">)</mml:mo><mml:msubsup><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>ν</mml:mi></mml:mrow><mml:mrow><mml:mi>†</mml:mi></mml:mrow></mml:msubsup><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:math><label>(2)</label></disp-formula>for an elementary square in the <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>μ</mml:mi><mml:mtext>-</mml:mtext><mml:mi>ν</mml:mi></mml:mrow></mml:math></inline-formula> plane at <inline-formula><mml:math display="inline"><mml:mi>x</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>. We study the system for <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> ranging from 4.0 to 8.5, which corresponds to increasing the temperature of the system.</p><p>Configurations are generated using the well-known (pseudo-)heat-bath algorithm for SU(3) combined with overrelaxation <xref ref-type="bibr" rid="c23 c24 c25 c26 c27">[23–27]</xref>. In our setup, advancing the Markov chain by 1 step corresponds to 1 heat-bath sweep followed by 5 overrelaxation sweeps. We thermalize each process with 1000 steps using a warm start where all links are sampled uniformly from the Haar measure, and we discard 200 steps between recorded samples to minimize effects of autocorrelation. Expectation values of persistent homology observables are computed as ensemble averages over 80 samples from 8 independent Markov chains for each <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>. Furthermore, some additional reference results for certain observables are obtained from measurements performed every 10 steps, also using 8 parallel chains per value of <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> and a total of 600 steps, resulting in a total of 480 samples per run. In particular, we use this second ensemble to compute the volume average of the absolute Polyakov loop trace, as well as the standard volume-scaled two-point susceptibility for several quantities. For some observable <inline-formula><mml:math display="inline"><mml:mi mathvariant="script">O</mml:mi></mml:math></inline-formula>, the latter is defined as <disp-formula id="d3"><mml:math display="block"><mml:msub><mml:mi>χ</mml:mi><mml:mi mathvariant="script">O</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi>V</mml:mi><mml:mo>·</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mo stretchy="false">⟨</mml:mo><mml:msup><mml:mi mathvariant="script">O</mml:mi><mml:mn>2</mml:mn></mml:msup><mml:mo stretchy="false">⟩</mml:mo><mml:mo>-</mml:mo><mml:mo stretchy="false">⟨</mml:mo><mml:mi mathvariant="script">O</mml:mi><mml:msup><mml:mo stretchy="false">⟩</mml:mo><mml:mn>2</mml:mn></mml:msup><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:math><label>(3)</label></disp-formula>In general, results are given in lattice units, and no scale setting is performed at this stage. Errors for all results are estimated using the statistical jackknife method; see Appendix <xref ref-type="app" rid="app2">B</xref> for details. For the determination of susceptibilities, we perform binning of measurements with a bin size of 10 before computing the associated errors.</p><p>As in our previous work <xref ref-type="bibr" rid="c6">[6]</xref>, we also compare observables computed from the raw data to the same results obtained from smoothed gauge configurations, from now on referred to respectively as “(un-)cooled” results. This provides further insight into whether cooling is generally required in order to expose the infrared physics under investigation. To this end, we employ the Wilson flow <xref ref-type="bibr" rid="c28">[28]</xref> based on the Wilson action defined above and using a standard fourth-order Runge-Kutta discretization scheme with a step size of <inline-formula><mml:math display="inline"><mml:mi>δ</mml:mi><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn>0.01</mml:mn></mml:math></inline-formula> and varying total flow times. Specifically, some persistent homology results obtained from the uncooled data are recomputed after <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub><mml:mo>∈</mml:mo><mml:mo stretchy="false">{</mml:mo><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mn>2</mml:mn><mml:mo>,</mml:mo><mml:mn>5</mml:mn><mml:mo>,</mml:mo><mml:mn>10</mml:mn><mml:mo>,</mml:mo><mml:mn>20</mml:mn><mml:mo stretchy="false">}</mml:mo></mml:math></inline-formula> steps.</p></sec><sec id="s2b"><label>B.</label><title>First-order deconfinement phase transition</title><p>An order parameter distinguishing between the confined and deconfined phases is given by the Polyakov loop, defined as the product of gauge links wrapping around the imaginary time direction, <disp-formula id="d4"><mml:math display="block"><mml:mi mathvariant="script">P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>=</mml:mo><mml:mi>𝒫</mml:mi><mml:munderover><mml:mo>∏</mml:mo><mml:mrow><mml:mi>τ</mml:mi><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi>τ</mml:mi></mml:msub></mml:munderover><mml:msub><mml:mi>U</mml:mi><mml:mn>4</mml:mn></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo>,</mml:mo><mml:mi>τ</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>,</mml:mo></mml:math><label>(4)</label></disp-formula>where <inline-formula><mml:math display="inline"><mml:mi>𝒫</mml:mi></mml:math></inline-formula> denotes path ordering. Some examples of two-dimensional slices of Polyakov loop trace configurations deep in the confined and deconfined phases are shown in Fig. <xref ref-type="fig" rid="f1">1(a)</xref>, before and after cooling. The cooling procedure reveals signals of extended structures for larger values of <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>, whereas the configurations appear to remain largely disordered at low <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>. The absolute volume average of the real part of the Polyakov loop trace, <disp-formula id="d5"><mml:math display="block"><mml:mrow><mml:mi>L</mml:mi><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>3</mml:mn><mml:msubsup><mml:mrow><mml:mi>N</mml:mi></mml:mrow><mml:mrow><mml:mi>σ</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msubsup></mml:mrow></mml:mfrac><mml:mo>⟨</mml:mo><mml:mo>|</mml:mo><mml:munder><mml:mrow><mml:mo>∑</mml:mo></mml:mrow><mml:mrow><mml:mi mathvariant="bold">x</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi></mml:mrow><mml:mrow><mml:mi>σ</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:munder><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:mrow><mml:mi mathvariant="script">P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>|</mml:mo><mml:mo>⟩</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math><label>(5)</label></disp-formula>acquires a nonzero expectation value above some critical coupling marking the location of the phase transition, corresponding to a change of the shape of its effective potential; see Fig. <xref ref-type="fig" rid="f1">1(b)</xref>. For the particular setting chosen in the present work, the phase transition is located around <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub><mml:mo>≃</mml:mo><mml:mn>6.2</mml:mn></mml:math></inline-formula>; see Fig. <xref ref-type="fig" rid="f1">1(c)</xref>.<fn id="fn1"><label><sup>1</sup></label><p><inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula> is provided here only as the approximate location where the Polyakov loop is observed to acquire a nonzero expectation value. A precise determination has been carried out in the literature <xref ref-type="bibr" rid="c29">[29]</xref> and is not the goal of the present work.</p></fn></p><fig id="f1"><object-id>1</object-id><object-id pub-id-type="doi">10.1103/k2xs-4y67.f1</object-id><label>FIG. 1.</label><caption><p>(a) Snapshots of the Polyakov loop trace <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:mi mathvariant="script">P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:math></inline-formula> at constant <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="bold">x</mml:mi><mml:mn>1</mml:mn></mml:msub></mml:math></inline-formula> for <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>&lt;</mml:mo><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula> (left) and <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula> (right), without cooling (top) and with cooling applied (bottom, <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>20</mml:mn></mml:math></inline-formula>). (b) Schematic effective Polyakov loop potentials in the confined phase (solid line), at the phase transition (dashed-dotted line) and in the deconfined phase (dashed line), derived from leading-order contributions of a strong coupling expansion and Haar measure contributions <xref ref-type="bibr" rid="c30">[30]</xref>. The left panel shows the potential for gauge group SU(2), which has a second-order phase transition, and the right panel shows the SU(3) potential, which exhibits a first-order phase transition. (c) Reference results for the volume average of the absolute Polyakov loop trace (<inline-formula><mml:math display="inline"><mml:mi>L</mml:mi></mml:math></inline-formula>) in lattice units versus <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> for uncooled data, where the vertical dashed line indicates <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub><mml:mo>≃</mml:mo><mml:mn>6.2</mml:mn></mml:math></inline-formula>.</p></caption><graphic xlink:href="e114519_1.eps"/></fig><p>The schematic effective Polyakov loop potentials shown in Fig. <xref ref-type="fig" rid="f1">1(b)</xref> highlight the key difference among the SU(2) and SU(3) phase transitions: the former is second and the latter is first order. This is indicated by the different behavior of the location of the minimum around <inline-formula><mml:math display="inline"><mml:msub><mml:mi>T</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>: for SU(2) it transitions from <inline-formula><mml:math display="inline"><mml:mi>L</mml:mi><mml:mo>=</mml:mo><mml:mn>0</mml:mn></mml:math></inline-formula> continuously to <inline-formula><mml:math display="inline"><mml:mi>L</mml:mi><mml:mo>&gt;</mml:mo><mml:mn>0</mml:mn></mml:math></inline-formula>, while for SU(3) a jump occurs at <inline-formula><mml:math display="inline"><mml:msub><mml:mi>T</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>.</p><p>Geometrically, a substantial difference between first- and second-order phase transitions is a diverging correlation length for relevant excitations only in the second case. Our previous study <xref ref-type="bibr" rid="c6">[6]</xref> has shown that a wide variety of geometric structures as detected by persistent homology can qualitatively change near second-order phase transitions in non-Abelian lattice gauge theories. For first-order phase transitions, we therefore expect that fewer structures closely follow the phase transition dynamics with potentially less pronounced kinks at the critical temperature. Instead, as we will reveal, there can be finite-volume effects, which resemble the behavior near second-order phase transitions but vanish in the infinite-volume effect.</p></sec></sec><sec id="s3"><label>III.</label><title>DUALITY SIGNALS IN THE BETTI CURVES OF ELECTRIC AND MAGNETIC ENERGY DENSITIES</title><p>TDA allows us to parametrize the landscape of minima, maxima and other critical points of functions on the lattice by means of extended topological structures along with measures of their dominance. More specifically, sweeping through a sequence of nested topological spaces (called a filtration) inferred from the respective lattice function, their topologies can be efficiently described via homology. Changes in the homology across the filtration are described by persistent homology, which we employ in this work and briefly introduce in Sec. <xref ref-type="sec" rid="s3a">III A</xref>.</p><p>Powerful persistent homology-based observables are provided by the Betti curves, which count topological structures across the filtration. In Sec. <xref ref-type="sec" rid="s3b">III B</xref> we discuss them for local electric and magnetic energy densities. The maximal number of topological structures present in these filtrations reveals hints towards the presence of electromagnetically dual excitations in the vicinity of <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, see Sec. <xref ref-type="sec" rid="s3c">III C</xref>. We provide a tentative interpretation of these in light of well-known electromagnetic dualities.</p><sec id="s3a"><label>A.</label><title>Background on persistent homology</title><p>We introduce the concept of persistent homology for sublevel sets of lattice functions, focusing on an intuitive approach. We refer to the literature for comprehensive, mathematically more elaborate introductions <xref ref-type="bibr" rid="c4 c5">[4,5]</xref>.</p><p>The sublevel sets of a real-valued function <inline-formula><mml:math display="inline"><mml:mi>f</mml:mi><mml:mo>:</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo stretchy="false">→</mml:mo><mml:mi mathvariant="double-struck">R</mml:mi></mml:math></inline-formula> on the lattice <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> are given by <disp-formula id="d6"><mml:math display="block"><mml:msub><mml:mi>M</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>≔</mml:mo><mml:mo stretchy="false">{</mml:mo><mml:mi>x</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo stretchy="false">|</mml:mo><mml:mi>f</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>≤</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">}</mml:mo></mml:math><label>(6)</label></disp-formula>for any <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="double-struck">R</mml:mi></mml:math></inline-formula>. For <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi></mml:math></inline-formula> below <inline-formula><mml:math display="inline"><mml:msub><mml:mi>min</mml:mi><mml:mrow><mml:mi>x</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi></mml:mrow></mml:msub><mml:mi>f</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> the sublevel set is empty and for <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi></mml:math></inline-formula> above <inline-formula><mml:math display="inline"><mml:msub><mml:mi>max</mml:mi><mml:mrow><mml:mi>x</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi></mml:mrow></mml:msub><mml:mi>f</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> the sublevel set is the entire lattice. Furthermore, for <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi><mml:mo>≤</mml:mo><mml:mi>μ</mml:mi></mml:math></inline-formula> we have <inline-formula><mml:math display="inline"><mml:msub><mml:mi>M</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>⊆</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>μ</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>, so the family of sublevel sets <inline-formula><mml:math display="inline"><mml:mo stretchy="false">{</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:msub><mml:mo stretchy="false">}</mml:mo><mml:mi>ν</mml:mi></mml:msub></mml:math></inline-formula> provides a <italic>filtration</italic> of the lattice <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>.</p><p>Yet, the sublevel sets <inline-formula><mml:math display="inline"><mml:msub><mml:mi>M</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> do not contain interesting topological information by themselves, since they merely are finite sets of lattice points. Instead, one constructs so-called <italic>cubical complexes</italic> from <inline-formula><mml:math display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula>, which resemble the sublevel sets <inline-formula><mml:math display="inline"><mml:msub><mml:mi>M</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> and are topologically less trivial. Again, we provide a rather intuitive approach to their construction and refer to the literature for more elaborate treatments, see, e.g., <xref ref-type="bibr" rid="c31 c32">[31,32]</xref>. In general, a cubical complex is a set of cubes of different dimensions such as edges between points being dimension-1 cubes, squares being dimension-2 cubes and so forth, along with the requirement that the set be closed under taking boundaries. The full cubical complex <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula> of the lattice <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> consists of a 4-cube for each lattice point, where the lattice point is located at the cube’s center. It furthermore includes all 3-cubes, which appear as boundaries of the 4-cubes, all 2-cubes, which appear as boundaries of the 3-cubes, etc. Finally, <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula> includes all vertices of the 4-cubes.</p><p>We use certain subsets of the full complex <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula> to describe the sublevel sets of the lattice function <inline-formula><mml:math display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula>. Specifically, we construct a function <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>f</mml:mi><mml:mo stretchy="false">˜</mml:mo></mml:mover><mml:mo>:</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub><mml:mo stretchy="false">→</mml:mo><mml:mi mathvariant="double-struck">R</mml:mi></mml:math></inline-formula>, whose sublevel sets provide subcomplexes of <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula>, i.e., are again closed under taking boundaries. First, for all 4-cubes <inline-formula><mml:math display="inline"><mml:mi>C</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula> we set <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>f</mml:mi><mml:mo stretchy="false">˜</mml:mo></mml:mover><mml:mo stretchy="false">(</mml:mo><mml:mi>C</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>≔</mml:mo><mml:mi>f</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>, where <inline-formula><mml:math display="inline"><mml:mi>x</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula> is the unique center point of <inline-formula><mml:math display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula>. Any 3-cube <inline-formula><mml:math display="inline"><mml:mi>D</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula> is contained in the boundary of two 4-cubes. On the 3-cube <inline-formula><mml:math display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> the function <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>f</mml:mi><mml:mo stretchy="false">˜</mml:mo></mml:mover></mml:math></inline-formula> picks up the lower of the two corresponding 4-cube values: <disp-formula id="d7"><mml:math display="block"><mml:mover accent="true"><mml:mi>f</mml:mi><mml:mo stretchy="false">˜</mml:mo></mml:mover><mml:mo stretchy="false">(</mml:mo><mml:mi>D</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>≔</mml:mo><mml:mi>min</mml:mi><mml:mo stretchy="false">{</mml:mo><mml:mover accent="true"><mml:mi>f</mml:mi><mml:mo stretchy="false">˜</mml:mo></mml:mover><mml:mo stretchy="false">(</mml:mo><mml:mi>C</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo stretchy="false">|</mml:mo><mml:mi>D</mml:mi><mml:mo>∈</mml:mo><mml:mo>∂</mml:mo><mml:mi>C</mml:mi><mml:mo stretchy="false">}</mml:mo><mml:mo>,</mml:mo></mml:math><label>(7)</label></disp-formula>which is repeated for all 3-cubes <inline-formula><mml:math display="inline"><mml:mi>D</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula>. Analogously, all 2-cubes are contained in multiple 3-cubes, for which <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>f</mml:mi><mml:mo stretchy="false">˜</mml:mo></mml:mover></mml:math></inline-formula> has been already defined. Equation <xref ref-type="disp-formula" rid="d7">(7)</xref> can thus be consistently applied to all 2-cubes <inline-formula><mml:math display="inline"><mml:mi>D</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula> for corresponding 3-cubes <inline-formula><mml:math display="inline"><mml:mi>C</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula>, similarly for the 1-cubes and the vertices. This defines the function <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>f</mml:mi><mml:mo stretchy="false">˜</mml:mo></mml:mover></mml:math></inline-formula> on all <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula>. Through the inductive construction, its sublevel sets <disp-formula id="d8"><mml:math display="block"><mml:mrow><mml:msub><mml:mrow><mml:mi mathvariant="script">C</mml:mi></mml:mrow><mml:mrow><mml:mi>f</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>≔</mml:mo><mml:mo stretchy="false">{</mml:mo><mml:mi>C</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mrow><mml:mi mathvariant="script">C</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">|</mml:mo><mml:mover accent="true"><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo stretchy="false">˜</mml:mo></mml:mrow></mml:mover><mml:mo stretchy="false">(</mml:mo><mml:mi>C</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>≤</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">}</mml:mo></mml:mrow></mml:math><label>(8)</label></disp-formula>form subcomplexes of the full cubical complex <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula>. For <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi><mml:mo>&lt;</mml:mo><mml:msub><mml:mi>min</mml:mi><mml:mrow><mml:mi>x</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi></mml:mrow></mml:msub><mml:mi>f</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>: <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>=</mml:mo><mml:mo>∅</mml:mo></mml:math></inline-formula>, while for <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi><mml:mo>≥</mml:mo><mml:msub><mml:mi>max</mml:mi><mml:mrow><mml:mi>x</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi></mml:mrow></mml:msub><mml:mi>f</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>: <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula>. Furthermore, for <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi><mml:mo>≤</mml:mo><mml:mi>μ</mml:mi></mml:math></inline-formula> we have <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>⊆</mml:mo><mml:mspace linebreak="goodbreak"/><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>μ</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>, so the family <inline-formula><mml:math display="inline"><mml:mo stretchy="false">{</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:msub><mml:mo stretchy="false">}</mml:mo><mml:mi>ν</mml:mi></mml:msub></mml:math></inline-formula> provides a filtration of the full cubical complex <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi mathvariant="normal">Λ</mml:mi></mml:msub></mml:math></inline-formula>. This is called the <italic>sublevel set</italic> or the <italic>lower-star filtration</italic> of <inline-formula><mml:math display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi></mml:math></inline-formula> is its filtration parameter.</p><p>The cubical complexes <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> can be viewed as a “pixelization” of the sublevel sets <inline-formula><mml:math display="inline"><mml:msub><mml:mi>M</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> and are generally topologically less trivial than mere point sets. Much of their topology is suitably described by means of homology <xref ref-type="bibr" rid="c33">[33]</xref>, which is algorithmically efficiently computable and homotopy invariant. The <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> can give rise to nontrivial homology classes of different dimensions, as illustrated for three spatial dimensions in Fig. <xref ref-type="fig" rid="f2">2(a)</xref>. Indeed, different connected components and looplike holes can appear, which form dimension-0 respectively dimension-1 homology classes. Cubes can enclose empty volumes, which are described as dimension-2 homology classes. Finally, in four dimensions enclosed empty 4-volumes can appear, which provide dimension-3 homology classes (not displayed).</p><fig id="f2"><object-id>2</object-id><object-id pub-id-type="doi">10.1103/k2xs-4y67.f2</object-id><label>FIG. 2.</label><caption><p>(a) Homology classes of different dimensions in a cubical complex; in dimension two red indicates an enclosed volume. (b) Schematic illustration of persistent homology classes in a sublevel set filtration with birth and death parameters indicated, where exemplary sublevel set cubical complexes are depicted in different colors. The figure has been reprinted from <xref ref-type="bibr" rid="c34">[34]</xref> with the permission of the authors.</p></caption><graphic xlink:href="e114519_2.eps"/></fig><p>Sweeping through the filtration <inline-formula><mml:math display="inline"><mml:mo stretchy="false">{</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:msub><mml:mo stretchy="false">}</mml:mo><mml:mi>ν</mml:mi></mml:msub></mml:math></inline-formula>, the homology may generally change depending on <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi></mml:math></inline-formula>. This is illustrated in Fig. <xref ref-type="fig" rid="f2">2(b)</xref> for the case of functions <inline-formula><mml:math display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula> defined on a two-dimensional lattice, where the vertical bar height indicates the function value. Considering the left-hand example, when <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>min</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mi>f</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> (green plane), the first connected component (dimension-0 homology class) is born with birth parameter <inline-formula><mml:math display="inline"><mml:mi>b</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>min</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mi>f</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>. Towards the larger filtration parameters indicated by the blue and purple planes, the single 2-cube evolves into a path-connected accumulation of 2-cubes. The homology class corresponding to the first connected component remains invariant. Yet, at the filtration parameter indicated by the purple plane, a second dimension-0 homology class is born. At the filtration parameter indicated by the red plane, a saddle point occurs and the first homology class merges with the second. The former dies with death parameter <inline-formula><mml:math display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula>. The second homology class lives up to infinite filtration parameter; its death parameter <inline-formula><mml:math display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula> can be formally set to <inline-formula><mml:math display="inline"><mml:mi>∞</mml:mi></mml:math></inline-formula>.</p><p>In addition to dimension-0 homology classes, dimension-1 homology classes may appear in the lower-star filtrations of functions on a two-dimensional lattice. An example is provided on the right-hand side of Fig <xref ref-type="fig" rid="f2">2(b)</xref>, which resembles a vertically inverted “volcano.” While for low filtration parameters as indicated by the green plane, multiple connected components appear, these all merge towards the larger filtration parameter indicated by the blue plane to form a loop-like hole. A dimension-1 homology class has been born with birth parameter <inline-formula><mml:math display="inline"><mml:mi>b</mml:mi></mml:math></inline-formula>. Increasing the filtration parameter, it gets thickened (purple plane) and becomes ultimately fully filled with squares (red plane); it dies with corresponding death parameter <inline-formula><mml:math display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula>.</p><p>The <italic>persistent homology</italic> of <inline-formula><mml:math display="inline"><mml:mo stretchy="false">{</mml:mo><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mi>f</mml:mi></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:msub><mml:mo stretchy="false">}</mml:mo><mml:mi>ν</mml:mi></mml:msub></mml:math></inline-formula> is fully described by the collection of all birth-death parameter pairs <inline-formula><mml:math display="inline"><mml:mo stretchy="false">(</mml:mo><mml:mi>b</mml:mi><mml:mo>,</mml:mo><mml:mi>d</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> for the homological features of the different dimensions. The difference <inline-formula><mml:math display="inline"><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mi>d</mml:mi><mml:mo>-</mml:mo><mml:mi>b</mml:mi></mml:math></inline-formula> provides a measure for their dominance and is called <italic>persistence</italic>. In this work we mostly focus on the dimension-<inline-formula><mml:math display="inline"><mml:mo>ℓ</mml:mo></mml:math></inline-formula> Betti curves, which count dimension-<inline-formula><mml:math display="inline"><mml:mo>ℓ</mml:mo></mml:math></inline-formula> homology classes depending on the filtration parameter <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi></mml:math></inline-formula>: <disp-formula id="d9"><mml:math display="block"><mml:mrow><mml:msub><mml:mrow><mml:mi>β</mml:mi></mml:mrow><mml:mrow><mml:mo>ℓ</mml:mo></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>≔</mml:mo><mml:mo>#</mml:mo><mml:mo stretchy="false">{</mml:mo><mml:mi>Dim</mml:mi><mml:mo>.</mml:mo><mml:mtext>-</mml:mtext><mml:mo>ℓ</mml:mo><mml:mtext> </mml:mtext><mml:mi>homology</mml:mi><mml:mtext> </mml:mtext><mml:mi>classes</mml:mi><mml:mtext> </mml:mtext><mml:mi>of</mml:mi><mml:mtext> </mml:mtext><mml:msub><mml:mrow><mml:mi mathvariant="script">C</mml:mi></mml:mrow><mml:mrow><mml:mi>f</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo stretchy="false">}</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:math><label>(9)</label></disp-formula></p><p>Persistent homology comes with a number of advantageous properties. First, state-of-the-art algorithms allow for its efficient evaluation, computing the homology and related birth-death pairs for all filtration parameters at once. We utilize the versatile computational topology library GUDHI for <sc>p</sc>ython <xref ref-type="bibr" rid="c35">[35]</xref>. It facilitates cubical complexes with periodic boundary conditions, which we employ. Mathematically, persistent homology is provably stable with regard to perturbations of the input for a variety of persistent homology metrics, see, e.g., <xref ref-type="bibr" rid="c36 c37">[36,37]</xref>. This theoretically underpins its suitability for applications to lattice gauge theories. Finally, persistent homology and the Betti curves can be well used in statistical analyses, giving rise to notions of ergodicity and large-volume asymptotics <xref ref-type="bibr" rid="c38 c39">[38,39]</xref>.</p></sec><sec id="s3b"><label>B.</label><title>Betti curves for electric and magnetic energy density filtrations</title><p>We turn to the Betti curves for the sublevel set filtrations of local electric and magnetic field energy densities, i.e., for <inline-formula><mml:math display="inline"><mml:mi>f</mml:mi><mml:mo>=</mml:mo><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>f</mml:mi><mml:mo>=</mml:mo><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula>. For the lattice gauge theory under consideration, the total energy density reads <disp-formula id="d10"><mml:math display="block"><mml:mrow><mml:msup><mml:mrow><mml:mi>T</mml:mi></mml:mrow><mml:mrow><mml:mn>00</mml:mn></mml:mrow></mml:msup><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo>,</mml:mo><mml:mi>τ</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>∼</mml:mo><mml:mi>Tr</mml:mi><mml:msup><mml:mrow><mml:mi mathvariant="bold">E</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msup><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo>,</mml:mo><mml:mi>τ</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>+</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:mfrac><mml:mi>Tr</mml:mi><mml:msup><mml:mrow><mml:mi mathvariant="bold">B</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msup><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo>,</mml:mo><mml:mi>τ</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:math><label>(10)</label></disp-formula>Therefore, upon studying electric and magnetic energy density filtrations, we gain insights into the electromagnetic structures assembling the total energy density. On the lattice, we employ clover-leaf variants of SU(3)-valued electric and magnetic fields, which are provided by antisymmetric combinations of spatiotemporal and spatial-only plaquettes, respectively. Their construction has been outlined for the case of gauge group SU(2) in <xref ref-type="bibr" rid="c6">[6]</xref> and is not repeated here. The prefactor <inline-formula><mml:math display="inline"><mml:mn>1</mml:mn><mml:mo>/</mml:mo><mml:mn>4</mml:mn></mml:math></inline-formula> for the magnetic contributions in <xref ref-type="disp-formula" rid="d10">(10)</xref> is due to the different normalization of the magnetic compared to the electric field.</p><p>Figure <xref ref-type="fig" rid="f3">3</xref> shows the Betti curves of homology dimensions zero to three for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration [panel (a)] and for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration [panel (b)], evaluated for a range of inverse couplings <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>. All Betti curves provide sharply peaked distributions, which for increasing <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> values shift towards lower filtration parameters. The overall energy density decreases with increasing <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>, which explains this effect.</p><p>For increasing homology dimensions, the support of the distributions shifts towards larger filtration parameters and widens (from left to right). This is a geometric effect due to the formation mechanism of homology classes of different dimensions. For instance, multiple dimension-0 homology classes first need to be born in order to merge and form a dimension-1 feature, see also the right-hand example in Fig. <xref ref-type="fig" rid="f2">2(b)</xref>. Similarly, many dimension-1 features first need to form a pierced surface, which then gets successively filled with cubes to form an enclosed volume, i.e., a dimension-2 homology class.</p><p>Comparing the Betti curves for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations, we notice that in the latter case the support of the curves is at approximately a factor of 4 larger filtration parameters than in the former case. This is due the different prefactor involved in the definition of <inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">B</mml:mi></mml:math></inline-formula> compared to <inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">E</mml:mi></mml:math></inline-formula>, which also appears in the total energy density <xref ref-type="disp-formula" rid="d10">(10)</xref>.</p><p>For the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration, the Betti curve peak height increases in homology dimension zero (left) with increasing <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>, but decreases for homology dimensions two and most strongly for three (right). This is different for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration, where for all homology dimensions the peak heights, after a brief decline for low <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>, increase with increasing <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>. We turn to a more detailed investigation of this phenomenon in the next subsection.</p></sec><sec id="s3c"><label>C.</label><title>Signals of electromagnetic dualities in Betti curve maxima</title><p>In Fig. <xref ref-type="fig" rid="f4">4(a)</xref> we show the peak values of the Betti curves of Fig. <xref ref-type="fig" rid="f3">3</xref>, plotted against inverse coupling <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>. The maximal value of a dimension-<inline-formula><mml:math display="inline"><mml:mo>ℓ</mml:mo></mml:math></inline-formula> Betti curve is the maximal number of dimension-<inline-formula><mml:math display="inline"><mml:mo>ℓ</mml:mo></mml:math></inline-formula> homology classes appearing in the filtration of cubical complexes. Figure <xref ref-type="fig" rid="f4">4(b)</xref> shows the corresponding variables evaluated for the cooled/smoothed lattice configurations, and Appendix <xref ref-type="app" rid="app1">A</xref> provides a more detailed discussion on the dependence of the Betti curve maxima on the number of flow steps. Figure <xref ref-type="fig" rid="f4">4(c)</xref> will be discussed later.</p><fig id="f3"><object-id>3</object-id><object-id pub-id-type="doi">10.1103/k2xs-4y67.f3</object-id><label>FIG. 3.</label><caption><p>Betti curves for (a) the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and (b) the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> sublevel set filtrations and for homology dimensions zero to three from left to right. Colors from blue to yellow correspond to <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> values as indicated by the color bar. The points located at the maxima highlight the maximal Betti curve values shown in Fig. <xref ref-type="fig" rid="f4">4(a)</xref>.</p></caption><graphic xlink:href="e114519_3.eps"/></fig><p>Naturally, the curves displayed in Fig. <xref ref-type="fig" rid="f4">4(a)</xref> match the descriptions of the previous Sec. <xref ref-type="sec" rid="s3b">III B</xref>. Moreover, throughout all homology dimensions and for both uncooled and cooled configurations, the maximal Betti numbers for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration feature a local minimum near <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>. The <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration has this effect only for the cooled configurations, for which, generally, the maximal Betti numbers are much closer to those of the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration than for the uncooled case. Throughout homology dimensions, the range of maximal Betti numbers differs for the uncooled configurations by up to <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo><mml:mn>10</mml:mn><mml:mo>%</mml:mo></mml:math></inline-formula> within the displayed <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> interval. For the cooled configurations, the variation of the maximal Betti numbers depending on <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> is of the order <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo><mml:mn>40</mml:mn><mml:mo>%</mml:mo></mml:math></inline-formula> or more.</p><fig id="f4"><object-id>4</object-id><object-id pub-id-type="doi">10.1103/k2xs-4y67.f4</object-id><label>FIG. 4.</label><caption><p>Maxima of the Betti curves given in Fig. <xref ref-type="fig" rid="f3">3</xref> versus <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> for homology dimensions zero to three from left to right, where results for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration are shown in blue and for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration in orange. (a) No cooling applied, (b) cooling applied with <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>20</mml:mn></mml:math></inline-formula>. (c) Reference results for the volume-scaled susceptibilities [as defined in <xref ref-type="disp-formula" rid="d3">(3)</xref>] of <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula>, and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> (from left to right) as a function of <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>, computed from the additional heat-bath runs described in Sec. <xref ref-type="sec" rid="s2a">II A</xref>. Insets show ensemble averages of the volume averages of these quantities themselves. The vertical light blue line indicates <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>=</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>, near which all susceptibilities reveal a distinct peak as a finite-volume effect.</p></caption><graphic xlink:href="e114519_4.eps"/></fig><p>Most interestingly, at or near the critical <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub><mml:mo>≃</mml:mo><mml:mn>6.2</mml:mn></mml:math></inline-formula> we find a crossing among the maximal Betti numbers of the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration with those of the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration, in particular for homology dimensions one and larger. This effect is most clearly visible in the top homology dimension three (right column). Comparison among uncooled [panel (a)] and cooled [panel (b)] configurations shows that the crossing remains approximately stable against cooling, see also Fig. <xref ref-type="fig" rid="f7">7</xref> in Appendix <xref ref-type="app" rid="app1">A</xref>.</p><p>We proceed with a discussion of possible interpretations of these findings. We focus first on the crossings of maximal Betti numbers for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations at or near <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub><mml:mo>≃</mml:mo><mml:mn>6.2</mml:mn></mml:math></inline-formula>, subsequently providing an explanation for the minima near <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>. The crossings being most clearly visible in homology dimension three indicates that it is local maxima in electric and magnetic energy densities, which are predominantly responsible for these. Indeed, unoccupied 4-cubes, which give rise to enclosed 4-volumes (dimension-3 homology classes), appear in the complexes <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mrow><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:msub><mml:mi mathvariant="script">C</mml:mi><mml:mrow><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi>ν</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> through local maxima in the corresponding lattice functions <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo>,</mml:mo><mml:mi>τ</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo>,</mml:mo><mml:mi>τ</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> for filtration parameters <inline-formula><mml:math display="inline"><mml:mi>ν</mml:mi></mml:math></inline-formula> lower than these maximal values. Therefore, the crossings hint at the presence of local lumps of field energy density switching type from electric to magnetic across the (de)confinement phase transition at <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>.</p><p>The crossings in the maximal Betti numbers for <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations are further reminiscent of electromagnetic dualities, such as semiclassically available for the Georgi-Glashow model <xref ref-type="bibr" rid="c40 c41">[40,41]</xref>. Montonen-Olive dualities generally imply that the strong coupling behavior of the gauge theory can be determined by the dual theory at weak couplings, mapping the gauge bosons to magnetic monopoles and vice versa. With electromagnetic dualities in mind, the crossings suggest the following interpretation. Below <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula> and thus for bare couplings above the critical <inline-formula><mml:math display="inline"><mml:msub><mml:mi>g</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, there is a larger abundance of homology classes, which correspond to local lumps of electric energy density, than there are lumps of magnetic energy density. On top there are thermal fluctuations, which contribute a bit more to electric than to magnetic energy densities, cf. the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration data in Figs. <xref ref-type="fig" rid="f4">4(a)</xref> and <xref ref-type="fig" rid="f4">4(b)</xref>. Near the phase transition, electric and magnetic excitations contribute approximately equally to the structures appearing in the energy densities, resulting in the crossing of their maximal Betti numbers near <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula> and an equipartition in the number of electric and magnetic structures. Above <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula> and therefore for bare couplings below the critical bare coupling <inline-formula><mml:math display="inline"><mml:msub><mml:mi>g</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, the picture is reversed, so that electric structures get more scarce and magnetic structures in energy densities get more abundant. Despite these considerations, we remind the reader that for the shown <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> interval the variation of the maximal Betti numbers for both the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration is of order <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo><mml:mn>10</mml:mn><mml:mo>%</mml:mo></mml:math></inline-formula>, so there appear to be significantly more structures present than those providing duality signals.</p><p>Cooling suppresses the thermal fluctuations overlaying the electromagnetic duality signatures, enhanced for electric excitations, see Fig. <xref ref-type="fig" rid="f4">4(b)</xref>. Approaching self-duality, cooled configurations are closer to satisfying the Bogomol’nyi bound, so the structures in the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations become more similar. This is consistent with Fig. <xref ref-type="fig" rid="f4">4(b)</xref>.</p><p>The minima in the maximal Betti numbers near <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> visible in Figs. <xref ref-type="fig" rid="f4">4(a)</xref> and <xref ref-type="fig" rid="f4">4(b)</xref> can be understood as follows, based on susceptibilities. The plaquette trace contributions to the action <xref ref-type="disp-formula" rid="d1">(1)</xref> are given by <disp-formula id="d11"><mml:math display="block"><mml:mrow><mml:msub><mml:mrow><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">[</mml:mo><mml:mi>U</mml:mi><mml:mo stretchy="false">]</mml:mo><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:mfrac><mml:munder><mml:mrow><mml:mo>∑</mml:mo></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:munder><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math><label>(11)</label></disp-formula>The <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> derivative of the expectation value of <xref ref-type="disp-formula" rid="d11">(11)</xref> is given by the plaquette susceptibility as defined in Eq. <xref ref-type="disp-formula" rid="d3">(3)</xref>: <disp-formula id="d12"><mml:math display="block"><mml:mrow><mml:mfrac><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mo stretchy="false">⟨</mml:mo><mml:msub><mml:mrow><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">⟩</mml:mo></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>β</mml:mi></mml:mrow></mml:mfrac><mml:mo id="d12a1">=</mml:mo><mml:mfrac><mml:mrow><mml:mi mathvariant="normal">d</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>β</mml:mi></mml:mrow></mml:mfrac><mml:mfrac><mml:mrow><mml:mo stretchy="false">∫</mml:mo><mml:mi>𝒟</mml:mi><mml:mi>U</mml:mi><mml:msub><mml:mrow><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">[</mml:mo><mml:mi>U</mml:mi><mml:mo stretchy="false">]</mml:mo><mml:mi>exp</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>β</mml:mi><mml:msub><mml:mrow><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">[</mml:mo><mml:mi>U</mml:mi><mml:mo stretchy="false">]</mml:mo><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mrow><mml:mo stretchy="false">∫</mml:mo><mml:mi>𝒟</mml:mi><mml:mi>U</mml:mi><mml:mi>exp</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>β</mml:mi><mml:msub><mml:mrow><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">[</mml:mo><mml:mi>U</mml:mi><mml:mo stretchy="false">]</mml:mo><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mfrac><mml:mspace linebreak="newline"/><mml:mo indentalign="id" indenttarget="d12a1">=</mml:mo><mml:mo stretchy="false">⟨</mml:mo><mml:msubsup><mml:mrow><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo stretchy="false">⟩</mml:mo><mml:mo>-</mml:mo><mml:mo stretchy="false">⟨</mml:mo><mml:msub><mml:mrow><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mo stretchy="false">⟩</mml:mo></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msup><mml:mo>≡</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mi>V</mml:mi></mml:mrow></mml:mfrac><mml:msub><mml:mrow><mml:mi>χ</mml:mi></mml:mrow><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math><label>(12)</label></disp-formula>where <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>𝒟</mml:mi><mml:mi>U</mml:mi></mml:mrow></mml:math></inline-formula> is the lattice integral over all SU(3)-valued link variables [constructed from SU(3) Haar measures]. The plaquette susceptibility <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mrow><mml:mi>χ</mml:mi></mml:mrow><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> contains connected plaquette trace correlations which, in the vicinity of a second-order phase transition, are expected to converge to a nonzero constant at large separation. This is due to a peak in the correlation length at the transition, for which the peak height grows to infinity in the infinite-volume limit. The deconfinement phase transition of SU(3) being first order, no such diverging correlation length appears in our case. Yet, as a finite-volume effect <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mrow><mml:mi>χ</mml:mi></mml:mrow><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> peaks near <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>. This can be inferred from the left panel in Fig. <xref ref-type="fig" rid="f4">4(c)</xref>, where <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mrow><mml:mi>χ</mml:mi></mml:mrow><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:msub><mml:mrow><mml:mi>U</mml:mi></mml:mrow><mml:mrow><mml:mi>P</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is shown as a function of <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>.<fn id="fn2"><label><sup>2</sup></label><p>For a lattice of size <inline-formula><mml:math display="inline"><mml:msup><mml:mn>12</mml:mn><mml:mn>4</mml:mn></mml:msup></mml:math></inline-formula>, corresponding data have been discussed in <xref ref-type="bibr" rid="c42">[42]</xref>, see Fig. 4.2 therein.</p></fn> This indicates that the structures, which contribute to the plaquette trace correlations, are largest around <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>, where their overall number must thus exhibit a minimum for the fixed lattice geometry.</p><p>Similar susceptibilities can be extracted from the local values of <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula>. These are as well displayed in Fig. <xref ref-type="fig" rid="f4">4(c)</xref>. We notice a distinct peak around <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> in both susceptibilities, which is more pronounced for <inline-formula><mml:math display="inline"><mml:msub><mml:mi>χ</mml:mi><mml:mrow><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:mrow></mml:msub></mml:math></inline-formula> than for <inline-formula><mml:math display="inline"><mml:msub><mml:mi>χ</mml:mi><mml:mrow><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:mrow></mml:msub></mml:math></inline-formula>. This indicates that the correlation lengths of <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> excitations and therefore the related homology classes are largest near <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>. The maximal Betti numbers thus exhibit a minimum around <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>, which we see in Figs. <xref ref-type="fig" rid="f4">4(a)</xref> and <xref ref-type="fig" rid="f4">4(b)</xref>.</p><p>The somewhat large variations observed in the maximal Betti numbers shown in Fig. <xref ref-type="fig" rid="f4">4</xref>, in particular for homology dimensions zero and one, indicate that jackknife errors are likely underestimated, in particular when compared to the considerably larger uncertainties associated with the susceptibility results, despite the greater number of samples used there. This is potentially due to larger than expected autocorrelation times of the Betti curve observables. A detailed investigation of this issue is difficult due to the comparably high computational cost of the persistent homology analysis, and is beyond the scope of the present work.</p></sec></sec><sec id="s4"><label>IV.</label><title>ROBUST FEATURES IN POLYAKOV LOOP FILTRATIONS</title><p>An important order parameter for confinement is provided by the local Polyakov loop trace <inline-formula><mml:math display="inline"><mml:mi>P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>, described earlier in Sec. <xref ref-type="sec" rid="s2b">II B</xref>. Moreover, many topological defects such as dyons can couple to Polyakov loops for a general gauge group <inline-formula><mml:math display="inline"><mml:mi>SU</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi>c</mml:mi></mml:msub><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>, see, e.g., <xref ref-type="bibr" rid="c43">[43]</xref>. This fact can be used to define a Polyakov loop-based variant of a topological density, whose integral over the spatial 3-torus yields the topological charge, see, e.g., <xref ref-type="bibr" rid="c44">[44]</xref>.</p><p>In Sec. <xref ref-type="sec" rid="s4a">IV A</xref> we investigate the Betti curves for a filtration based on <inline-formula><mml:math display="inline"><mml:mi>P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>, giving rise to links to the previously discussed plaquette trace correlations. Section <xref ref-type="sec" rid="s4b">IV B</xref> provides results for the Polyakov loop-based topological density filtration, which seems surprisingly robust against <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> variations, at least if compared to the SU(2) case studied in <xref ref-type="bibr" rid="c6">[6]</xref>.</p><sec id="s4a"><label>A.</label><title>Polyakov loop trace filtration</title><p>Figure <xref ref-type="fig" rid="f5">5(a)</xref> shows the Betti curves for the <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:mi mathvariant="script">P</mml:mi><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:math></inline-formula> filtration for a range of <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> values, computed for uncooled configurations. We find clearly peaked distributions of features across the filtration for all homology dimensions zero to two (left to right), whose support increases towards larger filtration parameters with increasing homology dimension. Again, this is a natural finding for the sublevel set filtration, since multiple connected components first need to exist and to merge, in order to form a dimension-1 feature, and similarly for dimension-2 features.</p><p>In terms of their dependence on <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>, we notice that the Betti curves stay roughly on top of each other up to <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>, followed by a mild decline in peak heights for further increasing <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> values. This is more transparently visible in Fig. <xref ref-type="fig" rid="f5">5(b)</xref>, where the maximal values of the Betti curves of Fig. <xref ref-type="fig" rid="f5">5(a)</xref> are displayed along with their dependence on the number of flow steps for cooling. Clearly, the maximal Betti numbers stay approximately constant up to <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>, up to which value the peak heights remain also insensitive to cooling. Above the kink around <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>, Betti curves begin to depend on the number of flow steps: increasing <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> can strongly enhance the decline in peak heights with increasing <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>.</p><fig id="f5"><object-id>5</object-id><object-id pub-id-type="doi">10.1103/k2xs-4y67.f5</object-id><label>FIG. 5.</label><caption><p>(a) Betti curves for the <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:mi mathvariant="script">P</mml:mi><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:math></inline-formula> filtration without cooling. (b) Corresponding maxima values plotted versus <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>, including a comparison with different flow steps (<inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) for cooling. The displayed flow steps are given by <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub><mml:mo>∈</mml:mo><mml:mo stretchy="false">{</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mn>2</mml:mn><mml:mo>,</mml:mo><mml:mn>5</mml:mn><mml:mo>,</mml:mo><mml:mn>10</mml:mn><mml:mo>,</mml:mo><mml:mn>20</mml:mn><mml:mo stretchy="false">}</mml:mo></mml:math></inline-formula>; shown colors interpolate between those printed in the legend. Homology dimensions zero to two are shown from left to right. The error bars shown in (b) have been computed via jackknife, see Appendix <xref ref-type="app" rid="app2">B</xref>.</p></caption><graphic xlink:href="e114519_5.eps"/></fig><p>We encountered kinklike behavior around <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> before: the maximal Betti numbers of <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula>, in particular for cooled configurations, gave rise to minima at this <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> value, see Fig. <xref ref-type="fig" rid="f3">3</xref> and the discussion towards the end of Sec. <xref ref-type="sec" rid="s3c">III C</xref>. We attributed this behavior to a peak in plaquette trace correlations, which as a finite-volume effect occurs for our lattice near <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> and not near <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub><mml:mo>≃</mml:mo><mml:mn>6.2</mml:mn></mml:math></inline-formula>. The plaquette trace correlations also correlating with the number of features in the Polyakov loop trace filtration, we expect the kinklike behavior in the related maximal Betti numbers near <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> to also be a finite-volume effect. The insensitivity of the maximal Betti numbers to cooling below <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> can be attributed to the Polyakov loop behavior itself: at low <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> cooling barely affects Polyakov loop traces and leaves the volume average zero, while at large <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> cooling enhances the appearance of nonzero volume averages, cf. Fig. <xref ref-type="fig" rid="f1">1</xref>. For <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, thermal fluctuations on top of larger domains in <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:mi mathvariant="script">P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:math></inline-formula> get increasingly suppressed through cooling.</p><p>For gauge group SU(2) the Polyakov loop trace filtration has been studied in <xref ref-type="bibr" rid="c6">[6]</xref>. It has been found that the Betti curves remain invariant to changes in <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> up to the (pseudo-)critical <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, above which Betti number distributions broaden and decrease in overall numbers for increasing <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula>. Qualitatively, this is similar to the SU(3) case investigated in the present work, except for the kinklike behavior occurring around <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> and not near <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, which, again, we expect to be a finite-volume effect. For gauge group SU(3) this is possible, since the deconfinement phase transition is first order, while it is second order for gauge group SU(2). Yet, the dependence of the Betti curves on <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> above <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula> is much stronger in the SU(2) case than for SU(3) above <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula>. This can be explained at least partially via the Polyakov loop trace absolute volume average <inline-formula><mml:math display="inline"><mml:mi>L</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi>β</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> having for SU(3) maximally <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo><mml:mn>5</mml:mn><mml:mo>%</mml:mo></mml:math></inline-formula> of the value compared to SU(2), taking into account the studied <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> intervals. Therefore, it can be anticipated that for the given <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> interval the <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> dependence of the number of geometric structures associated with the Polyakov loop trace is weaker for SU(3) than for SU(2).</p></sec><sec id="s4b"><label>B.</label><title>Polyakov loop topological density filtration</title><p>We turn to investigate in how far topological excitations coupling to Polyakov loops might play a role for the dynamics visible in the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:mi mathvariant="script">P</mml:mi><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:math></inline-formula> filtrations. For this we consider filtering the lattice configurations by means of the Polyakov loop topological density: <disp-formula id="und1"><mml:math display="block"><mml:mrow><mml:msub><mml:mrow><mml:mi>q</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="script">P</mml:mi></mml:mrow></mml:msub><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo id="und1a1">=</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>32</mml:mn><mml:msup><mml:mrow><mml:mi>π</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mfrac><mml:msub><mml:mrow><mml:mi>ϵ</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub><mml:mi>Tr</mml:mi><mml:mo stretchy="false">[</mml:mo><mml:mo stretchy="false">(</mml:mo><mml:msup><mml:mrow><mml:mi mathvariant="script">P</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:msub><mml:mrow><mml:mo>∂</mml:mo></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mi mathvariant="script">P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo stretchy="false">)</mml:mo><mml:mspace linebreak="newline"/><mml:mo indentalign="id" indentshift="1em" indenttarget="und1a1">×</mml:mo><mml:mo stretchy="false">(</mml:mo><mml:msup><mml:mrow><mml:mi mathvariant="script">P</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:msub><mml:mrow><mml:mo>∂</mml:mo></mml:mrow><mml:mrow><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mi mathvariant="script">P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo stretchy="false">)</mml:mo><mml:mo stretchy="false">(</mml:mo><mml:msup><mml:mrow><mml:mi mathvariant="script">P</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:msub><mml:mrow><mml:mo>∂</mml:mo></mml:mrow><mml:mrow><mml:mi>k</mml:mi></mml:mrow></mml:msub><mml:mi mathvariant="script">P</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">x</mml:mi><mml:mo stretchy="false">)</mml:mo><mml:mo stretchy="false">)</mml:mo><mml:mo stretchy="false">]</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>with <inline-formula><mml:math display="inline"><mml:msub><mml:mi>ϵ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> the Levi-Civita symbol in three dimensions. Indeed, the nomenclature for <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> is justified: for the pure gauge theory on a continuous space-time 4-torus, the topological charge can be computed as the integral of a topological density <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo><mml:mi>Tr</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">E</mml:mi><mml:mo>·</mml:mo><mml:mi mathvariant="bold">B</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> over the entire 4-torus. The topological charge can be identically rewritten into an integral over the spatial 3-torus with integrand <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula>, for gauge group SU(2) <xref ref-type="bibr" rid="c45">[45]</xref> as well as a general special unitary gauge group <inline-formula><mml:math display="inline"><mml:mi>SU</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi>c</mml:mi></mml:msub><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> <xref ref-type="bibr" rid="c44">[44]</xref>. Similarly to our earlier work on persistent homology for gauge group SU(2) <xref ref-type="bibr" rid="c6">[6]</xref>, it is expected that the persistent homology of the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration is by construction less sensitive to lattice artifacts compared to a filtration using the usual topological density <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo><mml:mi>Tr</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:mi mathvariant="bold">E</mml:mi><mml:mo>·</mml:mo><mml:mi mathvariant="bold">B</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula>. This and the fruitful findings in <xref ref-type="bibr" rid="c6">[6]</xref> motivate the study of the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration in the following.</p><p>In Fig. <xref ref-type="fig" rid="f6">6(a)</xref> we show the Betti curves of the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration, again for a range of <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> values and mostly for uncooled configurations. We find clearly peaked distributions, which barely reveal any <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> dependence. For all homology dimensions, the peak height does not reveal kinklike behavior but instead only randomly scatters by up to <inline-formula><mml:math display="inline"><mml:mo>≲</mml:mo><mml:mn>4</mml:mn><mml:mo>%</mml:mo></mml:math></inline-formula> around mean values (maximal Betti numbers not displayed). In Fig. <xref ref-type="fig" rid="f6">6(a)</xref> the Betti curves for the uncooled configurations have been overlayed by the Betti curves for cooled configurations at <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>=</mml:mo><mml:mn>8.5</mml:mn></mml:math></inline-formula>, which agree with the corresponding data for the uncooled configurations. This is consistent with the expected behavior of cooling: while it removes small-scale thermal fluctuations, it ideally leaves larger topological excitations untouched, therefore also the homological features appearing in the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration.</p><fig id="f6"><object-id>6</object-id><object-id pub-id-type="doi">10.1103/k2xs-4y67.f6</object-id><label>FIG. 6.</label><caption><p>(a) Betti curves for the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration. (b) Persistence distributions for the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration. Homology dimensions zero to two are shown from left to right. While the data for colors indicated by the color bar have been computed without cooling, the red dashed lines indicate cooled data at <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>=</mml:mo><mml:mn>8.5</mml:mn></mml:math></inline-formula> for <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>20</mml:mn></mml:math></inline-formula> flow steps. The results are both approximately <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> insensitive and remain invariant under cooling.</p></caption><graphic xlink:href="e114519_6.eps"/></fig><p>The results for the Betti curves are complemented by the distributions of persistence values (<inline-formula><mml:math display="inline"><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mi>d</mml:mi><mml:mo>-</mml:mo><mml:mi>b</mml:mi></mml:math></inline-formula>) for the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration, shown in Fig. <xref ref-type="fig" rid="f6">6(b)</xref>. Again, the curves with colors indicated by the color bar have been computed for uncooled configurations, overlayed by the persistence distributions for cooled configurations at <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>=</mml:mo><mml:mn>8.5</mml:mn></mml:math></inline-formula>. We notice that all persistence distributions lay on top of each other, up to statistical fluctuations for the right-hand tail of the distributions. Low statistics in this regime is responsible for these scatterings, since individual persistent homology classes and their persistences become visible. Generally, the distributions for dimensions zero and two have similar shape, the latter coming with slightly larger support, while the dimension one persistence distributions look different. This can be indicative for local values of <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> scattering evenly around zero. Indeed, if this is the case, then local minima in <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> giving rise to signals in homology dimension zero and local maxima in <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> dominating homology dimension two behave statistically alike, so do the related persistences.</p><p>Analogous to the Polyakov loop trace filtration discussed in Sec. <xref ref-type="sec" rid="s4a">IV A</xref>, we have studied the Polyakov loop topological density filtration for gauge group SU(2) in <xref ref-type="bibr" rid="c6">[6]</xref>. Interestingly, for SU(2) the persistence distributions of the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration have revealed clear exponential behavior in homology dimensions zero and two. We loosely attributed this to the presence of dyons, with fitted exponents heuristically matching the predictions for the topological charge statistics of dyons. Furthermore, in the SU(2) case above <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, cooling had a substantial influence on the persistence distributions, where it enhanced the presence of features with large persistences. As we revealed, the situation for gauge group SU(3) is markedly different, since no exponential behavior occurs for the persistence distributions and cooling barely has any effect on the features occurring in the <inline-formula><mml:math display="inline"><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="script">P</mml:mi></mml:msub></mml:math></inline-formula> filtration.</p></sec></sec><sec id="s5"><label>V.</label><title>CONCLUSIONS</title><p>In the present work we have studied pure SU(3) lattice gauge theory on a Euclidean <inline-formula><mml:math display="inline"><mml:msup><mml:mn>32</mml:mn><mml:mn>3</mml:mn></mml:msup><mml:mo>×</mml:mo><mml:mn>12</mml:mn></mml:math></inline-formula> lattice through the lens of TDA. The employed persistent homology of several observables has allowed for the extraction of robust homological features appearing in a variety of filtrations constructed from the field configurations. We have focused on filtrations based on local electric and magnetic energy densities as well as the real parts of Polyakov loop traces and a Polyakov loop-based topological density.</p><p>The Betti curves of electric and magnetic energy densities have proven interesting. Considering the maximal numbers of homological features appearing across the filtrations (i.e., the maximal Betti numbers), we found new signals for electromagnetic dualities across the phase transition. More specifically, below the phase transition local lumps of electric energy density dominate slightly over magnetic such lumps. After an equipartition of the number of electric and magnetic features at the phase transition, the electric and magnetic behaviors interchange. Even if Montonen-Olive dualities cannot be exactly realized in pure SU(3) gauge theory without supersymmetry, this raises the question if we nevertheless see at least partial indications for related excitations in the lattice gauge theory.</p><p>The maximal Betti numbers also included spatiotemporal geometric manifestations of plaquette trace correlations, which come with a finite-volume peak significantly below the phase transition. Such behavior is in particular possible for first-order phase transitions but less likely for second-order transitions, and thus demonstrates that persistent homology can identify clear differences between phase transitions of first and second order.</p><p>Linking the results for the electric and magnetic energy density filtrations and the Polyakov loop-based filtrations, we notice that while qualitatively different behavior has occurred for the former two filtrations on both sides of the phase transition, this has not been the case for the Polyakov loop-based filtrations including the Polyakov loop topological density. It is tempting to deduce from this that topological defects coupling to Polyakov loops may not be the only driving force behind the first-order deconfinement phase transition of pure SU(3) gauge theory, and neither is the formation of large domains in Polyakov loop traces, again based on the absence of qualitative changes. Approximate electromagnetic dualities may also play a role in the transition, at least with regard to the persistent homology of the investigated filtrations.</p><p>A more detailed investigation of the nature of the related field configurations and their behavior across the phase transition is required. Questions of interest are whether the relevant excitations can be described classically as solitons and how they relate to the known Montonen-Olive dualities. Do they come with topological charges, and why is no such duality signal visible in the same filtrations for gauge group SU(2)? In this regard, also a detailed investigation of their local correlations with the Polyakov loop topological densities could be interesting.</p><p>We plan to extend the current topological data analysis to that of the dynamics of thermal phase transitions in QCD with dynamical fermions. The strongly correlated regime around and specifically above the pseudocritical temperature <inline-formula><mml:math display="inline"><mml:msub><mml:mi>T</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula> is not fully resolved yet. Specifically, challenges concerning the temperature dependence of the axial anomaly, as well as that of the persistence and dynamics of topological correlations above <inline-formula><mml:math display="inline"><mml:msub><mml:mi>T</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, persist, see, e.g., <xref ref-type="bibr" rid="c46 c47 c48 c49">[46–49]</xref>. Our analysis would add to the dissection of the strongly correlated analysis in this regime. We hope to report on this in the near future.</p></sec></body><back><ack><title>ACKNOWLEDGMENTS</title><p>We thank J. Berges, K. Boguslavski, L. de Bruin, V. Noel, P. E. Shanahan, A. Wienhard and A. Wipf for discussions and work on related projects. This work is funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany’s Excellence Strategy EXC 2181/1–390900948 (the Heidelberg STRUCTURES Excellence Cluster) and the Collaborative Research Centre, Project-ID No. 273811115, No. SFB 1225 ISOQUANT. J. M. U. is supported in part by Simons Foundation Grant No. 994314 (Simons Collaboration on Confinement and QCD Strings) and the U.S. Department of Energy, Office of Science, Office of Nuclear Physics, under Grant Contract No. DE-SC0011090. This work is funded by the U.S. National Science Foundation under Cooperative Agreement No. PHY-2019786 (The NSF AI Institute for Artificial Intelligence and Fundamental Interactions, <xref ref-type="bibr" rid="c50">[50]</xref>).</p></ack><sec sec-type="data-availability"><title>DATA AVAILABILITY</title><p>The data that support the findings of this article are openly available <xref ref-type="bibr" rid="c51">[51]</xref>.</p></sec><app-group><app id="app1"><label>APPENDIX A:</label><title>IMPACT OF COOLING ON MAXIMAL BETTI NUMBERS FOR THE <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> AND <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> FILTRATIONS</title><p>In this appendix, we discuss the influence of cooling on the maximal Betti numbers for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations displayed in the main text, see Figs. <xref ref-type="fig" rid="f4">4(a)</xref> to <xref ref-type="fig" rid="f4">4(d)</xref>. For this, in Fig. <xref ref-type="fig" rid="f7">7</xref> we display the maximal Betti numbers for a range of flow steps <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> for cooling. We notice that cooling has a strong influence on both the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations, whose maximal Betti numbers decrease in values for growing <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>. This is natural for cooling: small-scale fluctuations are increasingly smoothed out with longer cooling times, so the overall number of features is expected to decrease. Yet, the crossings among the maxima Betti numbers for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations remain stable against cooling, in particular for the top homology dimension.</p><fig id="f7"><object-id>7</object-id><object-id pub-id-type="doi">10.1103/k2xs-4y67.f7</object-id><label>FIG. 7.</label><caption><p>Maxima of the Betti curves versus <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> for homology dimensions zero to three from left to right, where results for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration are shown in blue and for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration in orange. Rows (a) through (d) have been computed from samples with different numbers of flow steps <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mrow><mml:mi>n</mml:mi></mml:mrow><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mn>2</mml:mn><mml:mo>,</mml:mo><mml:mn>5</mml:mn><mml:mo>,</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, respectively. Error bars have been computed via jackknife, see Appendix <xref ref-type="app" rid="app2">B</xref>. This figure demonstrates the stability of the crossings among the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration Betti curve maxima against cooling.</p></caption><graphic xlink:href="e114519_7.eps"/></fig><p>For the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration, without cooling no local minimum is present around <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> in the maximal Betti numbers. Yet, with increasing cooling times such a minimum starts to develop, mostly for <inline-formula><mml:math display="inline"><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi>flow</mml:mi></mml:mrow></mml:msub><mml:mo>≳</mml:mo><mml:mn>10</mml:mn></mml:math></inline-formula>. For the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration, the shape of the maximal Betti numbers plotted against <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> remains roughly insensitive to cooling with a local minimum at <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>5.6</mml:mn></mml:math></inline-formula> already there without cooling. Overall, increasing cooling times results in an approach of the maximal Betti numbers for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations. This might indicate the increasing dominance of self-dual excitations, the more cooling is applied.</p></app><app id="app2"><label>APPENDIX B:</label><title>UNCERTAINTY ESTIMATION FOR MAXIMAL BETTI NUMBERS VIA JACKKNIFE RESAMPLING</title><p>In this appendix, we describe how the uncertainties on the maximal Betti numbers <inline-formula><mml:math display="inline"><mml:mi>max</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:msub><mml:mi>β</mml:mi><mml:mo>ℓ</mml:mo></mml:msub><mml:mo stretchy="false">)</mml:mo></mml:math></inline-formula> for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Re</mml:mi><mml:mtext> </mml:mtext><mml:mi>Tr</mml:mi><mml:mi mathvariant="script">P</mml:mi><mml:mo>/</mml:mo><mml:mn>3</mml:mn></mml:mrow></mml:math></inline-formula> sublevel set filtrations are computed. We estimate errors via the statistical jackknife procedure as outlined, e.g., in <xref ref-type="bibr" rid="c42">[42]</xref>. Let <inline-formula><mml:math display="inline"><mml:msub><mml:mi>b</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>≔</mml:mo><mml:mi>max</mml:mi><mml:mo stretchy="false">(</mml:mo><mml:msub><mml:mi>β</mml:mi><mml:mo>ℓ</mml:mo></mml:msub><mml:msup><mml:mo stretchy="false">)</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mi>i</mml:mi><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> be the maximal Betti number for any one of the filtrations, evaluated for the <inline-formula><mml:math display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>th sample of in total <inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> samples. The (biased) mean is defined as <disp-formula id="db1"><mml:math display="block"><mml:mover accent="true"><mml:mi>b</mml:mi><mml:mo stretchy="false">^</mml:mo></mml:mover><mml:mo>≔</mml:mo><mml:mfrac><mml:mn>1</mml:mn><mml:mi>N</mml:mi></mml:mfrac><mml:munderover><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:msub><mml:mi>b</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>.</mml:mo></mml:math><label>(B1)</label></disp-formula>We construct <inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> subsets of the original sample index set <inline-formula><mml:math display="inline"><mml:mo stretchy="false">{</mml:mo><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mo>…</mml:mo><mml:mo>,</mml:mo><mml:mi>N</mml:mi><mml:mo stretchy="false">}</mml:mo></mml:math></inline-formula> by removing the <inline-formula><mml:math display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>th sample. The means of these samples are denoted <inline-formula><mml:math display="inline"><mml:msub><mml:mover accent="true"><mml:mi>b</mml:mi><mml:mo stretchy="false">^</mml:mo></mml:mover><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>, where entry <inline-formula><mml:math display="inline"><mml:msub><mml:mi>b</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> has been removed, accordingly. We then define the variance <disp-formula id="db2"><mml:math display="block"><mml:msup><mml:mi>σ</mml:mi><mml:mn>2</mml:mn></mml:msup><mml:mo>≔</mml:mo><mml:mfrac><mml:mrow><mml:mi>N</mml:mi><mml:mo stretchy="false">-</mml:mo><mml:mn>1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:mfrac><mml:munderover><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo stretchy="false">(</mml:mo><mml:msub><mml:mover accent="true"><mml:mi>b</mml:mi><mml:mo stretchy="false">^</mml:mo></mml:mover><mml:mi>i</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mover accent="true"><mml:mi>b</mml:mi><mml:mo stretchy="false">^</mml:mo></mml:mover><mml:msup><mml:mo stretchy="false">)</mml:mo><mml:mn>2</mml:mn></mml:msup><mml:mo>,</mml:mo></mml:math><label>(B2)</label></disp-formula>whose square root provides an estimate for the standard deviation of <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>b</mml:mi><mml:mo stretchy="false">^</mml:mo></mml:mover></mml:math></inline-formula>. Throughout this work, we show maximal Betti numbers including their uncertainties as <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>b</mml:mi><mml:mo stretchy="false">^</mml:mo></mml:mover><mml:mo>±</mml:mo><mml:mi>σ</mml:mi></mml:math></inline-formula>.</p></app><app id="app3"><label>APPENDIX C:</label><title>MAXIMAL BETTI NUMBERS FOR GAUGE GROUP SU(2)</title><p>For comparison with the results of Sec. <xref ref-type="sec" rid="s3">III</xref>, in this appendix we discuss the maximal Betti numbers of the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtrations for gauge group SU(2). In <xref ref-type="bibr" rid="c6">[6]</xref> we elaborated on the corresponding Betti curves with the crucial difference of having computed the <italic>superlevel set filtration</italic>, not the sublevel set filtration. For the former, function values above a certain threshold are of relevance, not below as for the sublevel sets. Accordingly, we reevaluated our SU(2) configurations to compute the maximal Betti numbers of the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> sublevel set filtrations for a range of <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> values ranging from 1.5 to 3.0.</p><p>The results are shown for the uncooled configurations in Fig. <xref ref-type="fig" rid="f8">8</xref>. In <xref ref-type="bibr" rid="c6">[6]</xref> we have identified <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>2.3</mml:mn></mml:math></inline-formula> as the pseudocritical inverse coupling, which has been highlighted by the dashed vertical line in the figure. Mostly, we find monotonously decreasing curves. We notice that in homology dimensions zero and one no qualitative change occurs near <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>. This is different for homology dimension two, where the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration reveals kink-like behavior near <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>. Most clearly, the phase transition is visible in homology dimension three, where the curve for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration changes type from concave to nearly linear behavior. The <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration data decreases up to <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, then exhibits a minimum at <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, and subsequently increases again.</p><fig id="f8"><object-id>8</object-id><object-id pub-id-type="doi">10.1103/k2xs-4y67.f8</object-id><label>FIG. 8.</label><caption><p>Maxima of Betti curves for lattice gauge theory with gauge group SU(2) on a <inline-formula><mml:math display="inline"><mml:msup><mml:mn>32</mml:mn><mml:mn>3</mml:mn></mml:msup><mml:mo>×</mml:mo><mml:mn>8</mml:mn></mml:math></inline-formula> lattice, shown as a function of <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi></mml:math></inline-formula> for homology dimensions zero to three from left to right. Results for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">E</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration are shown in blue and for the <inline-formula><mml:math display="inline"><mml:mi>Tr</mml:mi><mml:msup><mml:mi mathvariant="bold">B</mml:mi><mml:mn>2</mml:mn></mml:msup></mml:math></inline-formula> filtration in orange. No cooling has been applied. The data of <xref ref-type="bibr" rid="c6">[6]</xref>, published by the same authors as the present work, have been reevaluated for the generation of this figure.</p></caption><graphic xlink:href="e114519_8.eps"/></fig><p>Considering gauge group SU(3), the major finding of the present work has been crossings in the maximal Betti numbers for the two filtrations exactly at <inline-formula><mml:math display="inline"><mml:msub><mml:mi>β</mml:mi><mml:mi>c</mml:mi></mml:msub></mml:math></inline-formula>, which approximately remained insensitive to cooling and has been present for all homology dimensions (see Sec. <xref ref-type="sec" rid="s3c">III C</xref>). For gauge group SU(2), no such crossings are visible, except for a crossing in homology dimension three around <inline-formula><mml:math display="inline"><mml:mi>β</mml:mi><mml:mo>≃</mml:mo><mml:mn>3.0</mml:mn></mml:math></inline-formula>. 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